... and programs, and conducts periodic compliance audits on third-party AgTech ... FinTech or digital online lending.Compliance Certificate (ABA’s Certified Regulatory Compliance Manager) preferred.Knowledge of federal ...
... ground floor of establishing a compliance department and working on cutting- ... for advising our business on compliance requirements and related controls. As ... and New Zealand through regulatory compliance advice and issue management. Up ...
... . We are currently recruiting SOX Compliance Auditor to join our Group ... testing to support the SOX compliance program to ensure SOX program ... train the business on SOX compliance Liaise with external auditors for ...
... global documents;Assist the Security Compliance team with compliance activities as per the Security Compliance calendar;Respond to Client Queries ... involvement in a combination of compliance, and auditing.Preferred, but not ...
... . Record, collect and report on compliance with our various regulatory obligations. ... for evidence assurance of our compliance with our various regulatory obligations. ... support to a risk and compliance, or audit team gained in ...
... the creation of a comprehensive compliance calendar, overseeing the implementation of ... and providing guidance on key compliance matters that impact the organisation. ... housing.Gaining valuable experience in compliance and regulatory affairs within the ...
... . About the Role: The Supervisor is responsible for overseeing the ... schedules, supervising technical staff, ensuring compliance with safety and regulatory standards, and maintaining high levels of customer satisfaction. The Supervisor must be able to work ...
... , you’ll primarily manage and monitor Compliance and Conduct Risk matters, working ... years of experience in Regulatory Compliance in banking. Your background should ... the right outcomes from a Compliance and Conduct perspective will set ...
... division. Provide generalist risk and compliance advice to support day to ... experience in operational risk and compliance in the financial services sector ... in relation to risk and compliance frameworks, with a demonstrated ability ...
... be the sole inhouse compliance position where you will manage end to end compliance on AFSL, AML CTF, FIRB ... to shape a positive compliance culture with fit for purpose ... Tertiary qualification in law, risk, compliance or relevant discipline; Minimum 8 ...