Responsibilities: Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements. Serve as the primary point of contact for allpliance-related inquiries and issues pertaining to the licenses under management. Support internal and exte...
The Senior Compliance Officer will be responsible for the application, management and maintenance of overseas (mainly Europe and South Africa) licenses. Reporting directly to the Chief Compliance Officer, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and sta...
Job Description Exciting opportunity to join an organisation who offers rewarding work, and real work-life balance. A Full-Time permanent position has arisen for a successful candidate to help an international Bank manage legal and compliance responsibilities critical to their operations. Your Respo...
We Dream. We Design. We Deliver. humm group (ASX-HUM) is one of Australasia’s most successful and enduring fintech organisations with a proud legacy of rewriting the playbook for digital spending. We help people buy everything, everywhere, every day. Our product ecosystem of buy now pay later, credi...
Responsibilities Client monitoring/surveillance and KYC review Perform short sell reporting and other routine reporting to ASX and ASIC Support trade surveillance and reporting in Australia and Hong Kong markets Perform monitoring, testing and reviewingpliance controls in relation to staffpliance wi...
Here at CBCity The City of Canterbury Bankstown is one of the largest Councils in NSW with the most culturally, socially and economically diverse communities in Sydney. We deliver 21 key services incorporating childcare, waste collection, parks maintenance, libraries, community facilities and aquat...
As one of the Australia’s largest providers of human resources solutions, Chandler Macleod has a proven track record of unleashing potential in people and companies. For over 40 years Chandler Macleod’s recruitment business has connected leading-edge projects and employers with outstanding business
RESPONSIBILITIES This position requires a diplomatic and analytical professional who can: Be the main point of contact on all compliance related mattersEnsure continuing compliance with applicable regulatory requirements and market best practice, including anti-money laundering and sanctions complia...
Responsibilities: Provide training including induction training for all new staff as well as ongoingpliance & legal training Review and update policies and procedures that support thepliance framework Draft reports to the head office on a quarterly and semi-annual basis Prepare periodic reports for
PIMCO is a global leader in active fixed ie with deep expertise across public and private markets. We invest our clients' capital across a range of fixed ie and credit opportunities, leveraging our decades of experience navigatingplex debt markets. Our flexible capital base and deep relationships wi...