Responsibilities: Manage regulatory and licensing matters, including licencing application, variation and related licensing reporting requirements. Serve as the primary point of contact for allpliance-related inquiries and issues pertaining to the licenses under management. Support internal and exte...
The Senior Compliance Officer will be responsible for the application, management and maintenance of overseas (mainly Europe and South Africa) licenses. Reporting directly to the Chief Compliance Officer, the incumbent will play a pivotal role in ensuring compliance with relevant regulations and sta...
Responsibilities Client monitoring/surveillance and KYC review Perform short sell reporting and other routine reporting to ASX and ASIC Support trade surveillance and reporting in Australia and Hong Kong markets Perform monitoring, testing and reviewingpliance controls in relation to staffpliance wi...
As one of the Australia’s largest providers of human resources solutions, Chandler Macleod has a proven track record of unleashing potential in people and companies. For over 40 years Chandler Macleod’s recruitment business has connected leading-edge projects and employers with outstanding business
Here at CBCity The City of Canterbury Bankstown is one of the largest Councils in NSW with the most culturally, socially and economically diverse communities in Sydney. We deliver 21 key services incorporating childcare, waste collection, parks maintenance, libraries, community facilities and aquat...
PIMCO is a global leader in active fixed ie with deep expertise across public and private markets. We invest our clients' capital across a range of fixed ie and credit opportunities, leveraging our decades of experience navigatingplex debt markets. Our flexible capital base and deep relationships wi...